REPRESENTATIVE TRANSACTIONS

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    Hecate Energy LLC

    $15,000,000

    Structured Debt Facility

    TerraNova Capital Equities, Inc.

    2018

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    Hecate Energy LLC

    $725,000

    Structured Debt Facility

    TerraNova Capital Equities, Inc.

    2018

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    ISeeYouCare, Inc.

    $2,700,000

    Preferred Equity

    TerraNova Capital Equities, Inc.

    2018

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    Transform-X, Inc.

    $5,000,000

    Transform-X, Inc., Factoring Facility

    TerraNova Capital Equities, Inc.

    2018

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    IseeYourCare, Inc.

    $1,375,000

    Bridge Financing

    TerraNova Capital Equities, Inc.

    2017

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    Cyber Safety, Inc.

    $675,000

    Preferred Equity

    TerraNova Capital Equities, Inc.

    2017

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    Pussers British W. Indies, Ltd.

    $1,600,000

    Bridge Financing

    TerraNova Capital Equities, Inc.

    2017

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    Benchmark Builders, Inc.

    $75,000,000

    Acquisition by FTE Networks, Inc.

    TerraNova Capital Partners, Inc.

    2017

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    Pravati Capital, LLC

    $2,471,000

    Sale of LLC Membership Units

    TerraNova Capital Equities, Inc.

    2017

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    Hecate Energy LLC

    $6,415,000

    Structured Debt Facility

    TerraNova Capital Equities, Inc.

    2017

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    Transform-X, Inc.

    $1,500,000

    Convertible Debenture & Common Stock

    TerraNova Capital Equities, Inc.

    2017

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    Transform-X, Inc.

    $4,000,000

    Purchase Order Financing

    TerraNova Capital Equities, Inc.

    2017

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    Blue Rock Energy Solar, Inc.

    Project Sale

    2.3MW Community Solar Project

    TerraNova Capital Equities, Inc.

    2017

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    TM Technologies, Inc.

    $8,000,000

    Convertible Debenture

    TerraNova Capital Equities, Inc.

    2016

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    TM Technologies, Inc.

    $2,500,000

    12% Bridge Note

    TerraNova Capital Equities, Inc.

    2016

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    American Sands Energy Corp.

    $1.500,000

    Equity Placement as Common Stock

    TerraNova Capital Equities, Inc.

    2012

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    Integrated Drilling Equipment, Inc.

    $75,756,710

    Public Merger With Empeiria Acquisition Corp.

    TerraNova Capital Equities, Inc.

    2012

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    TigerSpike Pty LTD

    $11,000,000

    Strategic Equity Investment from Aegis Group plc

    TerraNova Capital Equities, Inc.

    2011

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    Healthzone LTD

    $9,884,230

    Common Stock

    TerraNova Capital Equities, Inc.

    2011

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    American Sands Energy Corp.

    $1,500,000

    Common Stock

    TerraNova Capital Equities, Inc.

    2012

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    Axion

    $7,597,730

    Preferred Stock

    TerraNova Capital Equities, Inc.

    2011

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    American Energy Fields

    $18,000,000

    Units consisting of common stock & warrants

    TerraNova Capital Equities, Inc.

    2011

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    Colombia Clean Power & Fuels

    $8,000,000

    10% senior secured convertible notes

    TerraNova Capital Equities, Inc.

    2010

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    Orion Metrology, Inc.

    Undisclosed

    Acquired by MKS Instruments, Inc.

    Exclusive Advisor

    TerraNova Capital Equities, Inc.

    2010

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    Summa Resource Holdings LLC

    4,850,000

    Bridge Notes

    Exclusive Placement Agent

    TerraNova Capital Equities, Inc.

    2010

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    BluGlass Limited

    $5,300,000

     

    Strategic Equity Investment from SPTS, and Joint Venture with SPTS Advisor

    TerraNova Capital Equities, Inc.

    2010

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    Nacal Energy

    $750,000

    Convertible Note and Warrants

    Exclusive Placement Agent

    TerraNova Capital Equities, Inc.

    2009

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    PanTerra Networks, Inc.

    $4,000,000

    Common Stock

    Exclusive Placement Agent

    TerraNova Capital Equities, Inc.

    2009

Representative Transactions Prior to 2009

 

  • Unified Logistics Investors, LLC

    $24,950,000 Preferred Membership Interests

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2008

  • US Coal Corporation

    $19,999,999 Convertible Preferred Stock & Warrants

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2008

  • US Coal Corporation

    $5,500,000 Common Stock & Warrants

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2008

  • Henan Zhongpin, Inc.

    $50,000,000 Common Stock

    TerraNova Capital Equities, Inc. and Roth Capital Partners

    Exclusive Co-Agent

    2007

  • Unified Logistics Investors, LLC

    $1,510,000 Bridge Notes

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2007

  • US Coal Corporation

    $22,600,000 Convertible Preferred Stock & Warrants

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2007

  • Ibis Technology Corporation

    $5,300,000 Common Stock & Warrants

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2007

  • ECO2 Plastics, Inc.

    $10,000,000 Convertible Debentures & Warrants

    TerraNova Capital Equities, Inc.

    Participating Placement Agent

    2007

     

  • US Coal Corporation

    $10,275,000 Debentures

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

     

    2007

  • Vista Gold Corporation

    $31,200,000 Common Stock

    TerraNova Capital Equities, Inc.

    Selected Dealer

     

    2006

  • Open Range Communications, Inc.

    $2,580,000 Debentures & Common Stock

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2006

  • China Biopharmaceutical Holdings, Inc.

    $6,900,000 Common Stock & Warrants

    TerraNova Capital Equities, Inc.

    Participating Placement Agent

    2006

  • Henan Zhongpin, Inc.

    $27,600,000 Convertible Preferred Stock & Warrants

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2006

  • MetaMorphix, Inc.

    $8,000,000 Convertible Debentures & Warrants

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2005

  • New Dragon Asia Corp.

    $9,500,000 Convertible Preferred Stock & Warrants

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2005

  • Velocity Express Corporation

    $5,600,000 Convertible Preferred Stock

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2005

  • New Dragon Asia Corp.

    $6,000,000 Convertible Preferred Stock & Warrants

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2005

  • Velocity Express Corporation

    $9,375,000 Convertible Preferred Stock

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2005

  • Velocity Express Corporation

    $21,000,000 Convertible Preferred Stock

    TerraNova Capital Equities, Inc.

    Sole Placement Agent

    2005

  • DSL.net, Inc.

    $5,000,000 $4,250,000 Secured Convertible Note; $750,000 Secured Revolving Note

    TerraNova Capital Equities, Inc.

    Exclusive Placement Agent

    2004

  • Fulmer Logistics Corporation

    $2,500,000 Series A Convertible Preferred Stock Sale

    TerraNova Capital Equities, Inc.

    Placement Agent

    2004

  • Transgenomic, Inc.

    $10,250,000 $7.5M Revolving Convertible Credit Facility, $2.75M Convertible Notes

    TerraNova Capital Equities, Inc.

    Sole Placement Agent

    2004

  • JMAR Technologies, Inc.

    $10,000,000 Preferred Stock & Warrants Convertible Asset-based Debt Facility

    TerraNova Capital Equities, Inc.

    Sole Placement Agent

    2004

  • Inyx, Inc.

    $3,000,000 Common Stock & Warrants

    TerraNova Capital Equities, Inc.

    Participating Placement Agent

    2003

  • Artemis International Solutions Corp.

    $5,000,000 Convertible Asset-based Debt Facility

    TerraNova Capital Equities, Inc.

    Sole Placement Agent

    2003

  • FOCUS Enhancements, Inc.

    $1,100,000 Common Stock & Warrants

    TerraNova Capital Equities, Inc.

    Co-Lead Placement Agent

    2003

  • NexMed, Inc.

    $1,000,000 Preferred Stock & Warrants

    TerraNova Capital Equities, Inc.

    Participating Placement Agent

    2003